Airgain, Inc. | |||
Exchange and Symbol: | NASDAQ:AIRG | ||
CUSIP: | 00938A104 | ||
Shareholder Meeting Type: | Annual Meeting | ||
Shareholder Meeting Date: | June 27, 2019 | ||
Proposals: | Proposed by: | Vote: | For/Against Management: |
1. Election of Class III Director | |||
Thomas A. Munro | Management | No Vote | |
2. Ratification of the appointment of KPMG LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | No Vote |
Adesto Technologies Corporation | |||
Exchange and Symbol: | NASDAQ:IOTS | ||
CUSIP: | 00687D101 | ||
Shareholder Meeting Type: | Annual Meeting | ||
Shareholder Meeting Date: | June 4, 2019 | ||
Proposals: | Proposed by: | Vote: | For/Against Management: |
1. Election of Class I Director | |||
Keith Crandell | Management | For | For |
2. Ratification of the appointment of BPM LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For |
Dawson Geophysical Company | |||
Exchange and Symbol: | NASDAQ:DWSN | ||
CUSIP: | 239360100 | ||
Shareholder Meeting Type: | Annual Meeting | ||
Shareholder Meeting Date: | April 30, 2019 | ||
Proposals: | Proposed by: | Vote: | For/Against Management: |
1. Election of Directors | Management | For | For |
William J. Barrett | Management | For | For |
Craig W. Cooper | Management | For | For |
Gary M. Hoover, Ph.D. | Management | For | For |
Stephen C. Jumper | Management | For | For |
Michael L. Klofas | Management | For | For |
Ted R. North | Management | For | For |
Mark A. Vander Ploeg | Management | For | For |
Wayne A. Whitener | Management | For | For |
2. Ratification of the appointment of RSM US LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For |
3. Approval of a non-binding advisory resolution on the compensation of the named executive officers as disclosed in the Proxy Statement of the Company for the 2019 Annual Meeting of Shareholders. | Management | For | For |
D-Wave Systems, Inc. | |||
Exchange and Symbol: | N/A | ||
CUSIP: | N/A | ||
Shareholder Meeting Type: | Annual Meeting | ||
Shareholder Meeting Date: | June 28, 2019 | ||
Proposals: | Proposed by: | Vote: | For/Against Management: |
1. To determine the number of Directors at nine (9) | Management | No Vote | |
2. To election of Directors | |||
Vern J. Brownell | Management | No Vote | |
Geoff J. Catherwood | Management | No Vote | |
J. Haig Deb. Farris, LLD | Management | No Vote | |
Steve T. Jurvetson | Management | No Vote | |
François Lachance | Management | No Vote | |
V. Paul Lee | Management | No Vote | |
Donald J. Listwin | Management | No Vote | |
Anik Lanthier | Management | No Vote | |
Steven M. West | Management | No Vote | |
3. To appoint PricewaterhouseCoopers LLP as the auditor of D-Wave Systems for the ensuing year. | Management | No Vote | |
4. To authorize the directors of D-Wave Systems to fix the renumeration of PricewaterhouseCoopers LLP as the auditor of D-Wave Systems. | Management | No Vote |
EMCORE Corporation | |||
Exchange and Symbol: | NASDAQ:EMKR | ||
CUSIP: | 290846203 | ||
Shareholder Meeting Type: | Annual Meeting | ||
Shareholder Meeting Date: | March 22, 2019 | ||
Proposal: | Proposed by: | Vote: | For/Against Management: |
1. Election of Director for a three-year term expiring at EMCORE's 2022 Annual Meeting of Shareholders | |||
Rex. S. Jackson | Management | For | For |
Jeffrey Rittichier | Management | For | For |
2. To ratify the appointment of KMPG LLP as EMCORE's independent registered public accounting firm for the fiscal year ending September 30, 2019. | Management | For | For |
3. To approve the EMCORE Corporation 2019 Equity Incentive Plan. | Management | For | For |
4. To approve, on an advisory basis, the executive compensation of EMCORE's Named Executive Officers. | Management | For | For |
Lantronix, Inc. | |||
Exchange and Symbol: | NASDAQ: LTRX | ||
CUSIP: | 516548203 | ||
Shareholder Meeting Type: | Annual Meeting | ||
Shareholder Meeting Date: | November 13, 2018 | ||
Proposal: | Proposed by: | Vote: | For/Against Management: |
1. Election of Directors | |||
Jeffrey Benck | Management | For | For |
Bernhard Bruscha | Management | For | For |
Bruce C. Edwards | Management | For | For |
Paul F. Folino | Management | For | For |
Martin Hale, Jr. | Management | For | For |
Hoshi Printer | Management | For | For |
2. To ratify the appointment of Squar Milner LLP as Lantronix's independent registered public accountants for the fiscal year ending June 30, 2019. | Management | For | For |
3. Advisory approval of the compensation of Lantronix's named executive officers. | Management | For | For |
4. Approval of an amendment to the Lantronix, Inc. 2013 Employee Stock Purchase Plan, which increases the number of shares of common stock reserved for issuance under the plan by 500,000 shares. | Management | For | For |
Mersana Therapeutics, Inc. | |||
Exchange and Symbol: | NASDAQ: MRSN | ||
CUSIP: | 59045L106 | ||
Shareholder Meeting Type: | Annual Meeting | ||
Shareholder Meeting Date: | June 7, 2019 | ||
Proposals: | Proposed by: | Vote: | For/Against Management: |
1. Election of Class II Directors | |||
Andrew A. F. Hack M.D., Ph.D. | Management | For | For |
Kristin Hege, M.D. | Management | For | For |
2. To ratify the selection of Ernst & Young LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2019. | Management | For | For |
Synacor, Inc. | |||
Exchange and Symbol: | NASDAQ: SYNC | ||
CUSIP: | 871561106 | ||
Shareholder Meeting Type: | Annual Meeting | ||
Shareholder Meeting Date: | May 16, 2019 | ||
Proposals: | Proposed by: | Vote: | For/Against Management: |
1. Election of Class I Directors | |||
Elisabeth B. Donohue | Management | For | For |
Marwan Fawaz | Management | For | For |
Michael J. Montgomery | Management | For | For |
2. To ratify the appointment by the Audit Committee of the Board of Directors of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2019. | Management | For | For |
3. To approve, on a non-binding, advisory basis, the compensation of our named executive officers. | Management | For | For |
TheStreet, Inc. | |||
Exchange and Symbol: | NASDAQ: TST | ||
CUSIP: | 88368Q103 | ||
Shareholder Meeting Type: | Special Meeting | ||
Shareholder Meeting Date: | February 12, 2019 | ||
Proposals: | Proposed by: | Vote: | For/Against Management: |
1. To approve the sale by TheStreet of all membership interest of The Deal, L.L.C. on the terms and subject to the conditions set forth in the Membership Interest Purchase Agreement, dated as of December 6, 2018, by and between TheStreet and Euromoney Institutional Investor PLC, for $87.3 million in cash, subject to adjustment as specified therein. | Management | For | For |
2. To approve an amendment to TheStreet's restated certificate of incorporation to effect a reverse stock split of TheStreet's common stock, by a ratio of not less than 1-for-5 and not more than 1-for-20, and a proportionate reduction in the number of authorized share of common stock, such ratio and the implementation and timing of such reverse stock split to be determined in the discretion of the Board of Directors of TheStreet. | Management | For | For |
3. To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to certain of TheStreet's named executive officers as a result of the consummation of the transactions contemplated by the Membership Interest Purchase Agreement, including the agreements and understandings pursuant to which such compensation may be paid or become payable. | Management | For | For |
4. To approve an adjournment of the Special Meeting, if necessary, to solicit additional proxies if there are not sufficient votes in favor of the proposal to approve the Sale. | Management | For | For |
Registrant: | 180 Degree Capital Corp. |
By: | /s/ Daniel B. Wolfe |
Daniel B. Wolfe | |
President and Chief Financial Officer | |
Date: | August 14, 2019 |