COMMON
STOCK
HARRIS
& HARRIS GROUP, INC.
INCORPORATED
UNDER THE LAWS OF THE STATE OF NEW YORK
SEE
REVERSE FOR CERTAIN DEFINITIONS
CUSIP
413833 10 4
THIS
CERTIFIES THAT
IS
THE
OWNER OF
FULLY
PAID AND NON-ASSESSABLE SHARES OF COMMON STOCK OF THE PAR VALUE OF ONE CENT
($.01) PER SHARE OF
HARRIS
& HARRIS GROUP, INC transferable on the books of the Corporation by the
holder hereof in person or by duly authorized attorney upon surrender of this
certificate properly endorsed. This certificate and the shares represented
are
issued and shall be held subject to all of the provisions of the Certificate
of
Incorporation and By-Laws of the Corporation and any lawful amendment
thereto.
This
Certificate is not valid until countersigned by the Transfer Agent.
WITNESS
the facsimile seal of the Corporation and the facsimile signatures of its duly
authorized officers.
[SEAL]
DATED:
COUNTERSIGNED
AND REGISTERED:
AMERICAN
STOCK TRANSFER & TRUST COMPANY
(New
York, NY)
BY |
TRANSFER
AGENT AND REGISTRAR
|
/s/
Susan
T. Harris
/s/
Douglas W. Jamison
AUTHORIZED
SIGNATURE SECRETARY PRESIDENT
The
following abbreviations, when used in the inscription on the face of this
certificate, shall be construed as though they were written out in full
according to applicable laws or regulations:
TEN
COM - as
tenants in
common
UNIF
GIFT
MIN ACT— ..................... Custodian
.....................
TEN
ENT - as
tenants by the
entireties
(Cust) (Minor)
JT
TEN - as
joint
tenants with right of
survivorship under
Uniform Gifts to Minors
and not as tenants
in
common
Act .......................................................
(State)
Additional
abbreviations may also be used though not in the above list.
For
Value
Received _______________________ hereby sell, assign and transfer
unto
PLEASE
INSERT SOCIAL SECURITY OR OTHER
IDENTIFYING
NUMBER OF ASSIGNEE
Please
print or typewrite name and address including postal zip code of
assignee
______________________________________________________________
Shares represented by the Certificate and do hereby irrevocably constitute
and
appoint
_______________________________________________________________
Attorney to transfer the said shares on the books of the within-named
Corporation, with full power of substitution in the premises.
Dated
________________
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|
X
____________________________________________________________________ |
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X
____________________________________________________________________ |
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NOTICE: |
THE
SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND THE SAME AS WRITTEN
UPON THE
FACE OF THE CERTIFICATE IN EVERY PARTICULAR WITHOUT ALTERATION OR
ENLARGEMENT, OR ANY CHANGE
WHATEVER.
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