|
HARRIS & HARRIS GROUP,
INC.
|
||||||
|
OPTION AWARD
SCHEDULE
|
||||||
|
GRANT DATE FOR ALL OPTIONS: March
18, 2009
|
||||||
|
Expiration Date of
Options
|
2009
|
2010
|
2011
|
2012
|
Total Options
Granted
|
|
|
JAMISON
|
||||||
|
NQSO 2
Years
|
||||||
|
100% vest on March 18,
2010
|
3/18/2011
|
48,758
|
48,758
|
|||
|
NQSO 10
Years
|
||||||
|
25% vest on
3/18/10
|
3/18/2019
|
4,063
|
||||
|
25% vest on
3/18/11
|
3/18/2019
|
4,063
|
||||
|
25% vest on
3/18/12
|
3/18/2019
|
4,063
|
||||
|
25% vest on
3/18/13
|
3/18/2019
|
4,063
|
16,252
|
|||
|
JANSE
|
||||||
|
NQSO 2
Years
|
||||||
|
100% vest on March 18,
2010
|
3/18/2011
|
48,758
|
48,758
|
|||
|
NQSO 10
Years
|
||||||
|
25% vest on
3/18/10
|
3/18/2019
|
4,063
|
||||
|
25% vest on
3/18/11
|
3/18/2019
|
4,063
|
||||
|
25% vest on
3/18/12
|
3/18/2019
|
4,063
|
||||
|
25% vest on
3/18/13
|
3/18/2019
|
4,063
|
16,252
|
|||
|
ANDREEV
|
||||||
|
NQSO 2
Years
|
||||||
|
100% vest on March 18,
2010
|
3/18/2011
|
48,758
|
48,758
|
|||
|
NQSO 10
Years
|
||||||
|
25% vest on
3/18/10
|
3/18/2019
|
4,063
|
||||
|
25% vest on
3/18/11
|
3/18/2019
|
4,063
|
||||
|
25% vest on
3/18/12
|
3/18/2019
|
4,063
|
||||
|
25% vest on
3/18/13
|
3/18/2019
|
4,063
|
16,252
|
|||
|
WOLFE
|
||||||
|
NQSO 2
Years
|
||||||
|
100% vest on March 18,
2010
|
3/18/2011
|
48,758
|
48,758
|
|||
|
NQSO 10
Years
|
||||||
|
25% vest on
3/18/10
|
3/18/2019
|
4,063
|
||||
|
25% vest on
3/18/11
|
3/18/2019
|
4,063
|
||||
|
25% vest on
3/18/12
|
3/18/2019
|
4,063
|
||||
|
25% vest on
3/18/13
|
3/18/2019
|
4,063
|
16,252
|
|||
|
USHIO
|
||||||
|
NQSO 2
Years
|
||||||
|
100% vest on March 18,
2010
|
3/18/2011
|
19,800
|
19,800
|
|||
|
NQSO 10
Years
|
||||||
|
25% vest on
3/18/10
|
3/18/2019
|
1,650
|
||||
|
25% vest on
3/18/11
|
3/18/2019
|
1,650
|
||||
|
25% vest on
3/18/12
|
3/18/2019
|
1,650
|
||||
|
25% vest on
3/18/13
|
3/18/2019
|
1,650
|
6,600
|
|||
|
FORMAN
|
||||||
|
NQSO 2
Years
|
||||||
|
100% vest on March 18,
2010
|
3/18/2011
|
27,225
|
27,225
|
|||
|
NQSO 10
Years
|
||||||
|
25% vest on
3/18/10
|
3/18/2019
|
2,269
|
||||
|
25% vest on
3/18/11
|
3/18/2019
|
2,269
|
||||
|
25% vest on
3/18/12
|
3/18/2019
|
2,269
|
||||
|
25% vest on
3/18/13
|
3/18/2019
|
2,268
|
9,075
|
|||
|
EGAN
|
||||||
|
NQSO 2
Years
|
||||||
|
100% vest on March 18,
2010
|
3/18/2011
|
3,713
|
3,713
|
|||
|
NQSO 10
Years
|
||||||
|
25% vest on
3/18/10
|
3/18/2019
|
310
|
||||
|
25% vest on
3/18/11
|
3/18/2019
|
309
|
||||
|
25% vest on
3/18/12
|
3/18/2019
|
309
|
||||
|
25% vest on
3/18/13
|
3/18/2019
|
309
|
1,237
|
|||
|
All Other
Employees
|
||||||
|
NQSO 10
Years
|
||||||
|
25% vest on
3/18/10
|
3/18/2019
|
578
|
||||
|
25% vest on
3/18/11
|
3/18/2019
|
577
|
||||
|
25% vest on
3/18/12
|
3/18/2019
|
577
|
||||
|
25% vest on
3/18/13
|
3/18/2019
|
577
|
2,309
|
|||
|
2 Year NQSO
|
245,770
|
245,770
|
||||
|
10 Year
NQSO
|
21,059
|
21,057
|
21,057
|
21,056
|
84,229
|
|
|
Total
|
266,829
|
21,057
|
21,057
|
21,056
|
329,999
|
|