HARRIS & HARRIS GROUP
INC.
|
OPTION GRANTING, VESTING
AND
EXPIRATIONS
|
GRANT DATE FOR ALL
OPTIONS:
May 13,
2009
|
Expiration Date of
Options
|
2009
|
2010
|
2011
|
2012
|
2013
|
Total Options
Granted
|
|
JAMISON
|
|||||||
NQSO 2
Years
|
|||||||
50% vest on November 13,
2009
|
5/13/2011
|
14,663
|
|||||
100% vest on May 13,
2010
|
5/13/2011
|
14,662
|
29,325
|
||||
NQSO 10
Years
|
|||||||
25% vest on
5/13/10
|
5/13/2019
|
2,444
|
|||||
25% vest on
5/13/11
|
5/13/2019
|
2,444
|
|||||
25% vest on
5/13/12
|
5/13/2019
|
2,444
|
|||||
25% vest on
5/13/13
|
5/13/2019
|
2,443
|
9,775
|
||||
JANSE
|
|||||||
NQSO 2
Years
|
|||||||
50% vest on November 13,
2009
|
5/13/2011
|
14,663
|
|||||
100% vest on May 13,
2010
|
5/13/2011
|
14,662
|
29,325
|
||||
NQSO 10
Years
|
|||||||
25% vest on
5/13/10
|
5/13/2019
|
2,444
|
|||||
25% vest on
5/13/11
|
5/13/2019
|
2,444
|
|||||
25% vest on
5/13/12
|
5/13/2019
|
2,444
|
|||||
25% vest on
5/13/13
|
5/13/2019
|
2,443
|
9,775
|
||||
ANDREEV
|
|||||||
NQSO 2
Years
|
|||||||
50% vest on November 13,
2009
|
5/13/2011
|
14,663
|
|||||
100% vest on May 13,
2010
|
5/13/2011
|
14,662
|
29,325
|
||||
NQSO 10
Years
|
|||||||
25% vest on
5/13/10
|
5/13/2019
|
2,444
|
|||||
25% vest on
5/13/11
|
5/13/2019
|
2,444
|
|||||
25% vest on
5/13/12
|
5/13/2019
|
2,444
|
|||||
25% vest on
5/13/13
|
5/13/2019
|
2,443
|
9,775
|
||||
WOLFE
|
|||||||
NQSO 2
Years
|
|||||||
50% vest on November 13,
2009
|
5/13/2011
|
14,663
|
|||||
100% vest on May 13,
2010
|
5/13/2011
|
14,662
|
29,325
|
||||
NQSO 10
Years
|
|||||||
25% vest on
5/13/10
|
5/13/2019
|
2,444
|
|||||
25% vest on
5/13/11
|
5/13/2019
|
2,444
|
|||||
25% vest on
5/13/12
|
5/13/2019
|
2,444
|
|||||
25% vest on
5/13/13
|
5/13/2019
|
2,443
|
9,775
|
||||
FORMAN
|
|||||||
50% vest on November 13,
2009
|
5/13/2011
|
8,250
|
|||||
100% vest on May 13,
2010
|
5/13/2011
|
8,250
|
16,500
|
||||
NQSO 10
Years
|
|||||||
25% vest on
5/13/10
|
5/13/2019
|
1,375
|
|||||
25% vest on
5/13/11
|
5/13/2019
|
1,375
|
|||||
25% vest on
5/13/12
|
5/13/2019
|
1,375
|
|||||
25% vest on
5/13/13
|
5/13/2019
|
1,375
|
5,500
|
||||
USHIO
|
|||||||
50% vest on November 13,
2009
|
5/13/2011
|
6,000
|
|||||
100% vest on May 13,
2010
|
5/13/2011
|
6,000
|
12,000
|
||||
NQSO 10
Years
|
|||||||
25% vest on
5/13/10
|
5/13/2019
|
1,000
|
|||||
25% vest on
5/13/11
|
5/13/2019
|
1,000
|
|||||
25% vest on
5/13/12
|
5/13/2019
|
1,000
|
|||||
25% vest on
5/13/13
|
5/13/2019
|
1,000
|
4,000
|
||||
EGAN
|
|||||||
50% vest on November 13,
2009
|
5/13/2011
|
1,500
|
|||||
100% vest on May 13,
2010
|
5/13/2011
|
1,500
|
3,000
|
||||
NQSO 10
Years
|
|||||||
25% vest on
5/13/10
|
5/13/2019
|
250
|
|||||
25% vest on
5/13/11
|
5/13/2019
|
250
|
|||||
25% vest on
5/13/12
|
5/13/2019
|
250
|
|||||
25% vest on
5/13/13
|
5/13/2019
|
250
|
1,000
|
||||
ALL
OTHER EMPLOYEES
|
|||||||
NQSO 10
Years
|
|||||||
25% vest on
5/13/10
|
5/13/2019
|
400
|
|||||
25% vest on
5/13/11
|
5/13/2019
|
400
|
|||||
25% vest on
5/13/12
|
5/13/2019
|
400
|
|||||
25% vest on
5/13/13
|
5/13/2019
|
400
|
1,600
|
||||
2 Year NQSO
|
74,402
|
74,398
|
148,800
|
||||
10 Year
NQSO
|
12,801
|
12,801
|
12,801
|
12,797
|
51,200
|
||
Total
|
74,402
|
87,199
|
12,801
|
12,801
|
200,000
|