COMMON
STOCK
HARRIS
& HARRIS GROUP, INC.
INCORPORATED
UNDER THE LAWS OF THE STATE OF NEW YORK
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SEE
REVERSE FOR CERTAIN DEFINITIONS
CUSIP
413833 10 4
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THIS
CERTIFIES That
is the
owner of
FULLY
PAID AND NON-ASSESSABLE SHARES OF COMMON STOCK OF THE PAR VALUE OF ONE CENT
($.01) PER SHARE OF
HARRIS
& HARRIS GROUP, INC transferable on the books of the Corporation by the
holder hereof in person or by duly authorized attorney upon
surrender
of this certificate properly endorsed. This certificate and the shares
represented are issued and shall be held subject to all of the provisions
of
the
Certificate of Incorporation and By-Laws of the Corporation and any lawful
amendment thereto.
This
Certificate is not valid until countersigned by the Transfer Agent.
WITNESS
the facsimile seal of the Corporation and the facsimile signatures of its duly
authorized officers.
[SEAL] DATED:
COUNTERSIGNED
AND REGISTERED:
AMERICAN
STOCK TRANSFER & TRUST COMPANY (NEW YORK)
TRANSFER
AGENT AND REGISTRAR
BY:
AUTHORIZED
SIGNATURE
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/s/
Sandra M. Forman
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/s/
Daniel B. Wolfe
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SECRETARY
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PRESIDENT
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The
following abbreviations, when used in the inscription on the face of this
certificate, shall be construed as though they were written out in full
according to applicable laws or regulations:
TEN
COM - |
as
tenants in common
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UNIF
GIFT MIN ACT--
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..............................Custodian.............................. |
TEN
ENT - |
as
tenants by the entireties
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(Cust) |
(Minor) |
JT
TEN - |
as
joint tenants with right
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under
Uniform Gifts to Minors |
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of
survivorship and not as
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Act............................................... |
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tenants
in common
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(State) |
Additional
abbreviations may also be used though not in the above list.
For Value
Received _______________________ hereby sell, assign and transfer
unto
PLEASE
INSERT SOCIAL SECURITY OR OTHER
IDENTIFYING
NUMBER OF ASSIGNEE
_____________________________________________________________________________
_____________________________________________________________________________
Please print or typewrite name and
address including postal zip code of assignee
_____________________________________________________________________________
_____________________________________________________________________________
_____________________________________________________________________Shares
represented
by the within Certificate, and do hereby irrevocably constitute and
appoint
_____________________________________________________________________Attorney
to
transfer the said shares on the books of the within-named Corporation, with full
power of substitution
in the
premises.
Dated__________________
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X |
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NOTICE: |
THE SIGNATURE TO
THIS ASSIGNMENT MUST CORRESPOND
THE SAME AS WRITTEN UPON THE FACE
OF THE CERTIFICATE IN EVERY PARTICULAR
WITHOUT ALTERATION OR ENLARGEMENT,
OR ANY CHANGE WHATEVER. |
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The
Corporation will furnish to any shareholder upon request and without charge, a
full statement of the designation, relative rights, preferences and limitations
of the shares of each class authorized to be issued, and with respect to any
class of preferred shares in series, the designation, relative rights,
preferences and limitations of each such series so far as the same has been
fixed and the authority of the board to designate and fix the relative rights,
preferences and limitations of other series.