Exhibit 3.1(c)
| N.Y.S. DEPARTMENT OF STATE | |
| DIVISION OF CORPORATIONS AND STATE RECORDS | ALBANY, NY 12231 - 0001 |
| FILING RECEIPT |
| ENTITY NAME: HARRIS & HARRIS GROUP, INC. |
| DOCUMENT TYPE: CHANGE (DOM. BUSINESS) | COUNTY: NEWY |
| PROCESS |
FILED:08/11/2010 DURATION:********* CASH#:100811000971 FILM #:100811000903
| FILER: | |
| HARRIS & HARRIS GROUP, INC. | |
| 1450 BROADWAY, 24TH FLOOR | |
| NEW YORK, NY 10018 | |
| ADDRESS FOR PROCESS: | |
| THE CORPORATION | |
| ATTENTION: GENERAL COUNSEL | 1450 BROADWAY, 24TH FLOOR |
| NEW YORK, NY 10018 | |
| REGISTERED AGENT: |
| SERVICE COMPANY: ** NO SERVICE COMPANY ** | SERVICE CODE: 00 |
| FEES | 30.00 | PAYMENTS | 30.00 | |||||||||
| FILING | 30.00 | CASH | 0.00 | |||||||||
| TAX | 0.00 | CHECK | 30.00 | |||||||||
| CERT | 0.00 | CHARGE | 0.00 | |||||||||
| COPIES | 0.00 | DRAWDOWN | 0.00 | |||||||||
| HANDLING | 0.00 | OPAL | 0.00 | |||||||||
| REFUND | 0.00 |
DOS - 1025 (04/2007)
New York State Department of State
Division of Corporations, State Records and Uniform Commercial Code
One Commerce Plaza, 99 Washington Avenue
Albany, NY 12231
www.dos.state.ny.us
CERTIFICATE OF CHANGE
OF
| Harris & Harris Group, Inc. |
| (Insert Name of Domestic Corporation) |
Under Section 805-A of the Business Corporation Law
| FIRST: The name of the corporation is: | |
| Harris & Harris Group, Inc | . |
| If the name of the corporation has been changed, the name under which it was formed is: | |
| Sovereign Thoroughbreeders, Inc. | . |
SECOND: The certificate of incorporation was filed by the Department of State on:
| August 19, 1981 |
THIRD: The change(s) effected hereby are: (Check appropriate statement(s))
| ¨ | The county location, within this state, in which the office of the corporation is located, is changed to: | . |
| x |
The address to which the Secretary of State shall forward copies of process accepted on behalf of the corporation is changed to read in its entirety as follows: | |
| Harris & Harris Group, Inc. | ||
| 1450 Broadway, 24th Floor | ||
| New York, N.Y. 10018 | ||
| Attention: General Counsel | ||
| . | ||
| ¨ | The corporation hereby: (Check one) |
| ¨ | Designates | |||
| as its registered agent upon whom process against the corporation may be served. | ||||
| The street address of the registered agent is: | ||||
| ¨ | Changes the designation of its registered agent to: | |||
| The street address of the registered agent is: | ||||
| . | ||||
DOS-1556-f-l (Rev. 05/10)
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| ¨ | Changes the address of its registered agent to: | ||
| . | |||
| ¨ | Revokes the authority of its registered agent. | ||
FOURTH: The change was authorized by the board of directors.
| /s/ Sandra M. Forman | Sandra M. Forman | |
| (Signature) | (Name of Signer) | |
| Corporate Secretary | ||
| (Title of Signer) |
CERTIFICATE OF CHANGE
OF
| Harris & Harris Group, Inc. |
| (Insert Name of Domestic Corporation) |
Under Section 805-A of the Business Corporation Law
| Filer’s Name | Harris & Harris Group, Inc. |
| Address | 1450 Broadway, 24th Floor |
| City, State and Zip Code | New York, N.Y. 10018 |
NOTE: This form was prepared by the New York State Department of State. You are not required to use this form. You may draft your own form or use forms available at legal stationery stores. The Department of State recommends that all documents be prepared under the guidance of an attorney. The certificate must be submitted with a $30 filing fee.
For Office Use Only
DOS-1556-f-l (Rev. 05/10)
| Page 2 of 2 |