6 0000893739 HARRIS & HARRIS GROUP, INC. 9-MOS 3-MOS DEC-31-1996 DEC-31-1996 SEP-30-1996 SEP-30-1996 32,864,737 32,864,737 37,442,714 37,442,714 1,101,820 1,101,820 465,023 465,023 0 0 39,009,557 39,009,557 0 0 0 0 1,811,765 1,811,765 1,811,765 1,811,765 0 0 15,955,005 15,955,005 10,442,682 10,442,682 10,333,902 10,333,902 0 0 0 0 18,229,445 18,229,445 0 0 3,013,342 3,013,342 37,197,792 37,197,792 8,024 0 655,101 204,126 13,440 49,146 2,230,703 709,386 (1,518,432) (491,820) (213,584) (51,277) 2,475,384 (386,877) 476,195 (605,440) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 476,195 (605,440) 0 0 18,229,445 18,229,445 0 0 0 0 0 0 0 0 0 0 36,879,850 36,879,850 3.54 3.64 0 0 0 0 0 0 0 0 0 0 3.56 3.56 0 0 0 0 0 0